HomeMy WebLinkAboutSCHWARTZ PREELECT14(2) 10/23/14Recipient Committee
Campaign Statement
Cover Page
(Government Code Sections 84200- 84216.5)
SEE INSTRUCTIONS ON REVERSE
Type or print in ink.
Statement covers period
from October 1, 2014
through
October 18, 2014
1. Type of Recipient Committee: All Committees — Complete Parts 1, 2, 3, and 4.
® Officeholder, Candidate Controlled Committee ❑ Primarily Formed Ballot Measure
Q State Candidate Election Committee Committee
Q Recall O Controlled
(Also Complete Part 5) Q Sponsored
(Also Complete Part 6)
❑ General Purpose Committee
Q Sponsored
Q Small Contributor Committee
Q Political Party /Central Committee
3. Committee Information
COMMITTEE NAME (OR CANDI
❑ Primarily Formed Candidate/
Officeholder Committee
(Also Complete Part 7)
I.D. NUMBER
1370793
NAME IF NO COMMITTEE)
Richard Schwartz for Bakersfield City Council 2014
STREET ADDRESS (NO P.O. BOX)
CITY
STATE
ZIP CODE
AREA CODE /PHONE
MAILING ADDRESS (IF DIFFERENT) NO. AND STREET OR P.O. BOX
CITY
STATE
ZIP CODE
AREA CODE /PHONE
OPTIONAL: FAX / E -MAIL ADDRESS
4. Verification
I have used all reasonable diligence in preparing and reviewing this statement and to
under penalty of r}u nder the laws of the State of California that the foregoing is 1
Executed oifi. ,JW /•�� 45;1 . & 4 1(
Executed on O!W_J I oy 3, By
Date
Date of election if
(Month, Day,
11/4/14 j
Date Stamp
23 F;► 3: 1,
2. Type of Statement:
® Preelection Statement
❑ Semi - annual Statement
❑ Termination Statement
(Also file a Form 410 Termination)
❑ Amendment (Explain below)
Treasurer(s)
COVER PAGE
Page 1 of 7
For Official Use Only
❑ Quarterly Statement
❑ Special Odd -Year Report
❑ Supplemental Preelection
Statement - Attach Form 495
NAME OF TREASURER
Sandra Schwartz
MAILING ADDRESS
N/A
MAILING ADDRESS
CITY STATE ZIP CODE AREA CODE /PHONE
OPTIONAL: FAX / E -MAIL ADDRESS
of my knowledge the
contained herein and in the attached schedules is true and complete. I certify
Executed on By
Date Signature of Controling Officeholder, Candidate, State Measure Proponent
Executed on By
Date Signature of Cam Aing Officeholder, Candidate, State Measure Proponent
FPPC Form 460 (January/05)
FPPC Toll -Free Helpline: 8661ASK -FPPC (86612753772)
State of California
Recipient Committee Type or print in ink. COVER PAGE - PART 2
Campaign Statement CALIFORNIA
Cover Page — Part 2
6. Officeholder or Candidate Controlled Commttepp
NAME OF OFFICEHOLDER OR CANDIDATE
Richard Schwartz for Bakersfield City Council 2014
OFFICE SOUGHT OR HELD (INCLUDE LOCATION AND DISTRICT NUMBER IF APPLICABLE)
Bakersfield City Council, Ward 4
RESIDENTIAL/BUSINESS ADDRESS (NO. AND STREET) CITY STATE ZIP
Related Committees Not Included in this Statement: List any committees
not included in this statement that are controlled by you or are primarily formed to receive
contributions or make expenditures on behalf of your candidacy.
COMMITTEE NAME I.D. NUMBER
NAME OF TREASURER CONTROLLED COMMITTEE?
❑ YES ❑ NO
COMMITTEE ADDRESS STREETADDRESS (NO P.O. BOX)
CITY STATE ZIP CODE AREA CODEIPHONE
COMMITTEE NAME I.D. NUMBER
NAME OF TREASURER CONTROLLED COMMITTEE?
❑ YES ❑ NO
COMMITTEE ADDRESS STREETADDRESS (NO P.O. BOX)
CITY STATE ZIP CODE AREA CODEIPHONE
Page 2 of 7
6. Primarily Formed Ballot Measure Committee
NAME OF BALLOT MEASURE
BALLOT NO. OR LETTER JURISDICTION JEI SUPPORT
❑ OPPOSE
Identify the controlling officeholder, candidate, or state measure proponent, if any.
NAME OF OFFICEHOLDER, CANDIDATE, OR PROPONENT
OFFICE SOUGHT OR HELD DISTRICT NO. IF ANY
7. Primarily Formed Candidate /Officeholder Committee List names of
officeholder(s) or candidate(s) for which this committee is primarily formed.
NAME OF OFFICEHOLDER OR CANDIDATE
OFFICE SOUGHT OR HELD
❑ SUPPORT
❑ OPPOSE
NAME OF OFFICEHOLDER OR CANDIDATE
OFFICE SOUGHT OR HELD
❑ SUPPORT
❑ OPPOSE
NAME OF OFFICEHOLDER OR CANDIDATE
OFFICE SOUGHT OR HELD
❑ SUPPORT
❑ OPPOSE
NAME OF OFFICEHOLDER OR CANDIDATE
OFFICE SOUGHT OR HELD
❑ SUPPORT
❑ OPPOSE
Attach continuation sheets if necessary
FPPC Form 460 (January/05)
FPPC Toll -Free Helpline: 866/ASK -FPPC (86612753772)
State of Califomia
Campaign Disclosure Statement
Type or print in ink.
SUMMARY PAGE
Summary Page
Amounts may be rounded
to whole dollars.
Statement covers period
-
I ,
October 1, 2014
MOINITA
from
through
October 18, 2014
Page 3 Of 7
SEE INSTRUCTIONS ON REVERSE
NAME OF FILER
I.D. NUMBER
Richard Schwartz for Bakersfield City Council 2014
1370793
Contributions Received
ColumnA
Column B
Calendar Year Summary for Candidates
TOTALTHIS PERIOD
(FROM ATTACHED SCHEDULES)
CALENDARYEAR
TOTALTODATE
Running in Both the State Prima and
9 Primary
General Elections
1. Monetary Contributions ............ ...............................
Schedule A, Line 3
$
675
$
1,025
12,374
34,930
1/1 through 6/30 7/1 to Date
2. Loans Received ....................... ...............................
schedule B, Line 3
3. SUBTOTAL CASH CONTRIBUTIONS .........................
Add Lines 1 +2
$
13,049
$
35,955
20. Contributions i $ 0 $ 1,025
4. Nonmonetary Contributions ..... ...............................
Schedule C, Line 3
0
0
21. Expenditures
5. TOTAL CONTRIBUTIONS RECEIVED ...........................
Add Lines 3 +4
$
13,049
$
35,955
Made $ 0 $ 34,930
Expenditures Made
Expenditure Limit Summary for State
6. Payments Made ........................ ...............................
schedule E, Line 4
$
12,374
$
34,930
Candidates
7. Loans Made .............................. ...............................
schedule H, Line 3
0
0
8. SUBTOTAL CASH PAYMENTS ..... ...............................
Add Lines 6 +7
$
12374
,
$
34,930
22• Cumulative Expenditures Made*
(U Subject toVolurdary Expenditure Limit)
9. Accrued Expenses (Unpaid Bills) ...............................
Schedule F Line 3
0
0
Date of Election Total to Date
10. Nonmonetary Adjustment ........... ...............................
schedule C, Linea
0
0
(mm/dd /yy)
11. TOTAL EXPENDITURES MADE . ...............................
Add Lines 8 + 9 + 10
$
12,374
$
34,930
J� $
Current Cash Statement
12. Beginning Cash Balance ....................... Previous Summary Page, Line 16 $
13. Cash Receipts .................... ............................... Column A, Line 3 above
14. Miscellaneous Increases to Cash ........................... schedule 1, Line 4
15. Cash Payments ................... ............................... Column A, Line 8above
16. ENDING CASH BALANCE .......... Add Lines 12 + 13 + 14, then subtract Line 15 $
if this is a termination statement, Line 16 must be zero.
17. LOAN GUARANTEES RECEIVED ........................... Schedule B, Part 2 $
Cash Equivalents and Outstanding Debts
18. Cash Equivalents ......... ............................... see instructions on reverse $
19. Outstanding Debts ......................... Add Line 2 + Line 9 in Column B above $
350
13,049
0
12,374
1,025
0
0
34,930
To calculate Column B, add
amounts in Column A to the
corresponding amounts
from Column B of your last
report. Some amounts in
Column A may be negative
figures that should be
subtracted from previous
period amounts. If this is
the first report being filed
for this calendar year, only
cant' over the amounts
from Lines 2, 7, and 9 (if
any).
I $
"Amounts in this section may be different from amounts
reported in Column B.
FPPC Form 460 (January/05)
FPPC Toll -Free Helpline: 866 /ASK -FPPC (8661275 -3772)
Schedule A Type or print in ink. SCHEDULE A
Amounts may be rounded
Monetary Contributions Received to whole dollars.
Statement covers period
CALIFORNIA . '
October 1, 2014
FORM
from
through October 18, 2014
Page 4 of 7
SEE INSTRUCTIONS ON REVERSE
NAME OF FILER
I.D. NUMBER
Richard Schwartz for Bakersfield City Council 2014
1370793
DATE
FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR
CONTRIBUTOR
IF AN INDIVIDUAL, ENTER
OCCUPATION AND EMPLOYER
AMOUNT
RECEIVED THIS
CUMULATIVE TO DATE
CALENDAR YEAR
PER ELECTION
TO DATE
RECEIVED
( IFCOMMITTEE ,ALSOENTERI.D.NUMBER)
CODE *
(IF SELF - EMPLOYED, ENTER NAME
PERIOD
(JAN. 1 - DEC. 31)
(IF REQUIRED)
OF BUSINESS)
❑IND
California Real Estate PAC, I.D. #890106
W] COM
500
500
500
10/1 /14
❑OTH
❑ PTY
❑ SCC
WIND
10/16/14
Scott Henderson
❑COM
College Recruiting Agent
100
100
100
❑OTH
❑ PTY
❑ SCC
WIND
10/16/14
Paul Wobbe
❑COM
Retired
75
75
75
❑ PTY
❑ SCC
® IND
❑ COM
❑ OTH
❑ PTY
❑ SCC
❑IND
❑ COM
❑ OTH
❑ PTY
❑ SCC
SUBTOTAL $
Schedule A Summary
1. Amount received this period — itemized monetary contributions.
(Include all Schedule A subtotals.) ......................................................................... ............................... $
2. Amount received this period — unitemized monetary contributions of less than $100 ............................. $
3. Total monetary contributions received this period.
(Add Lines 1 and 2. Enter here and on the Summary Page, Column A, Line 1.) ....................... TOTAL $
`Contributor Codes
IND — Individual
675 COM — Recipient Committee
(other than PTY or SCC)
OTH — Other (e.g., business entity)
PTY— Political Party
SCC —Small Contributor Committee
675
FPPC Form 460 (January/05)
FPPC Toll -Free Helpline: 8661ASK -FPPC (8661275 -3772)
SCHEDULEB -PART1
I r'R V. p....\ ... ... n.
Schedule B — Part 1 Amounts may be rounded
Statement covers period
_
Loans Received to whole dollars.
October 1, 2014
. - •
from
October 18, 2014
5 7
SEE INSTRUCTIONS ON REVERSE
through
Page of
NAME OF FILER
I.D. NUMBER
Richard Schwartz for Bakersfield City Council 2014
1370793
FULL NAME, STREET ADDRESS AND ZIP CODE
IF AN INDIVIDUAL, ENTER
a
OUTSTANDING
(b)
AMOUNT
(c)
AR
(d)
OUTSTANDING
(e)
INTEREST
(r)
ORIGINAL
(g)
CUMULATIVE
OF LENDER
OCCUPATION AND EMPLOYER
(IF SELF-EMPLOYED, ENTER
BALANCE
BEGINNING THIS
RECEIVED THIS
FORGIVEN
OR FORGIVEN
BALANCEAT
CLOSE OF THIS
PAID THIS
AMOUNT OF
CONTRIBUTIONS
(IF COMMITTEE. ALSO ENTERI.D. NUMBER)
NAME OF BUSINESS)
PERIOD
PERIOD
THIS PERIOD*
PERIOD
PERIOD
LOAN
TO DATE
Richard and Sandra Schwartz
Retired Claims
❑ PAID
CALENDAR YEAR
Nurse
RATE
a 22,556
a 12,374
a 0
6/1/15
a 0
9/30/14
a
DATE DUE
DATE INCURRED
t® IND ❑ COM ❑ OTH ❑ PTY ❑ SCC
❑ PAID
CALENDAR YEAR
❑ FORGIVEN
PER ELECTION'*
RATE
a
E
5
a
a
DATEDUE
DATE INCURRED
t❑ IND ❑ COM ❑ OTH ❑ PTY ❑ SCC
❑ PAID
CALENDARYEAR
❑ FORGIVEN
PERELECTION*"
RATE
a
E
a
a
E
DATE DUE
DATE INCURRED
t❑ IND ❑ COM ❑ OTH ❑ PTY ❑ SCC
SUBTOTALS $ $ $ $
Schedule B Summary
1. Loans received this period ..................................................................................... ............................... $
(Total Column (b) plus unitemized loans of less than $100.)
2. Loans paid or forgiven this period .......................................................................... ............................... $
(Total Column (c) plus loans under $100 paid or forgiven.)
(Include loans paid by a third party that are also itemized on Schedule A.)
3. Net change this period. (Subtract Line 2 from Line 1.) ........................... ...............................
Enter the net here and on the Summary Page, Column A, Line 2.
*Amounts forgiven or paid by another party also must be reported on Schedule A.
** If required.
12,374
V
NET $ 12,374
(May be a negative number)
(trtter(e)on
Schedule E, Line 3)
tContributor Codes
IND—Individual
COM — Recipient Committee
(other than PTY or SCC)
OTH — Other (e.g., business entity)
PTY — Political Party
SCC — Small Contributor Committee
FPPC Form 460 (January/05)
FPPC Toll -Free Helpline: 8661ASK -FPPC (8661275-3772)
Schedule E
Payments Made
SEE INSTRUCTIONS ON REVERSE
Type or print in ink.
Amounts may be rounded
to whole dollars.
Statement covers period
from October 1, 2014
through October 18, 2014 I Page 6 of 7
NAME OF FILER . U. NUrnntK
Richard Schwartz for Bakersfield City Council 2014 1370793
CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment.
CW
campaign paraphemalia/misc.
NM
member communications
RAD
radio airtime and production costs
CNS
campaign consultants
MTG
meetings and appearances
RFD
returned contributions
CTB
contribution (explain nonmonetary)*
OFC
office expenses
SAL
campaign workers' salaries
CVC
civic donations
PET
petition circulating
TEL
t.v. or cable airtime and production costs
FIL
candidate filing /ballot fees
PHO
phone banks
TRC
candidate travel, lodging, and meals
FND
fundraising events
POL
polling and survey research
TRS
staff /spouse travel, lodging, and meals
1D
independent expenditure supporting /opposing others (explain)'
POS
postage, delivery and messenger services
TSF
transfer between committees of the same candidate /sponsor
LEG
legal defense
PRO
professional services (legal, accounting)
VOT
voter registration
LIT
campaign literature and mailings
PRT
print ads
WEB
information technology costs (intemet, e-mail)
NAME AND ADDRESS OF PAYEE
(IFCOMMITTEE, ALSO ENTER I.D. NUMBER) CODE OR DESCRIPTION OF PAYMENT AMOUNT PAID
DB & Company Printing
LIT 448
DB & Company Printing /Mailing
LIT 3'888
DB & Company Printing
LIT 269
* Payments that are contributions or independent expenditures must also be summarized on Schedule D. SUBTOTAL$ 4,605
Schedule E Summary
1. Itemized payments made this period. Include all Schedule E subtotals. $ 12,374
2. Unitemized payments made this period of under $100 ........................................................................................................... ............................... $ 0
3. Total interest paid this period on loans. (Enter amount from Schedule B, Part 1, Column (e).) $ 0
4. Total payments made this period. Add Lines 1, 2, and 3. Enter here and on the Summary Page, Column A, Line 6. TOTAL $ 12,374
FPPC Form 460 (January/05)
FPPC Toll -Free Helpline: 866/ASK -FPPC (8661275 -3772)
Schedule E
(Continuation Sheet)
Payments Made
SEE
ME OF FILER
Richard Schwartz for Bakersfield City Council 2014
Type or print in ink
Amounts may be rounded
to whole dollars.
Statement covers period
from October 1, 2014
through October 18, 2014
SCHEDULE E (CONT.)
Page 7 of 7
I.D. NUMBER
1370793
CODES: If one of the following codes accurately describes the payment, you may enter the code.
Otherwise, describe the payment.
CW
campaign paraphemalia/misc.
NBR
member communications
RAD
radio airtime and production costs
CNS
campaign consultants
MTG
meetings and appearances
RFD
returned contributions
CTB
contribution (explain nonmonetary)'
OFC
office expenses
SAL
campaign workers' salaries
CVC
civic donations
PET
petition circulating
TEL
t.v. or cable airtime and production costs
RL
candidate filing/ballot fees
PHO
phone banks
TRC
candidate travel, lodging, and meals
FND
fundraising events
POL
polling and survey research
TRS
TSF
staff /spouse travel, lodging, and meals
transfer between committees of the same candidate /sponsor
ND
independent expenditure supporting/opposing others (explain)`
POS
postage, delivery and messenger services
DB & Company
LEG
legal defense
PRO
professional services (legal, accounting)
VOT
voter registration
rr
, , ,. lif—f— 1, ili
PRT
nrint ads
WEB
information technology costs (intemet, e-mail)
NAME AND ADDRESS OF PAYEE
CODE OR DESCRIPTION OF PAYMENT
AMOUNT PAID
(IF COMMITTEE, ALSO ENTER I.D. NUMBER)
Facebook, Inc.
Social Media
1,539
WEB
.Facebook, Inc.
Social Media
774
WEB
Facebook, Inc.
Social Media
503
WEB
DB & Company
Printing /Mailing
3,512
City Signs
Signs
1,404
" Payments that are contributions or independent expenditures must also be summarized on Schedule D. SUBTOTAL $ 7,732
FPPC Form 460 (January/05)
FPPC Toll -Free Helpline: 866/ASK -FPPC (8661275 -3772)