HomeMy WebLinkAboutSCHWARTZ 460 TERM 12/22/14s
Recipient Committee
Campaign Statement
Cover Page
(Government Code Sections 84200 - 84216.5)
Type or print in ink. `T"ffeh
rt StBtengenL clovers period
from Ocfidber 19, 2014
SEE INSTRUCTIONS ON REVERSE I through December 22, 2014
1. Type of Recipient Committee: All Committees — Complete Parts 1, 2, 3, and 4.
EZ Officeholder, Candidate Controlled Committee ❑ Primarily Formed Ballot Measure
Q State Candidate Election Committee Committee
Q Recall Q Controlled
(Also Complete Part 5) O Sponsored
(Also Complete Part b)
❑ General Purpose Committee
Q Sponsored
Q Small Contributor Committee
Q Political Party /Central Committee
❑ Primarily Formed Candidate/
Officeholder Committee
(Also Complete Part 7?
3. Committee Information I I.D. NUMBER
1370793
COMMITTEE NAME (OR CANDIDATE'S NAME IF NO COMMITTEE)
Richard Schwartz for Bakersfield City Council 2014
STREET ADDRESS (NO P.O. BOX)
MAILING ADDRESS (IF DIFFERENT) NO. AND STREET OR P.O. BOX
CITY
STATE ZIP CODE AREA CODE /PHONE
OPTIONAL: FAX / E -MAIL ADDRESS
COVER PAGE
Date Stamp
Page 1 _
' y IY€�1 L -4 DEC 29 AN ti: 5 For Offi
11/4/14 J inn
C!J
2. Type of Statement: C�
Preelection Statement ❑ Quarterly Stateme t�A
14Y __ __. _ ,
❑ Semi - annual Statement ❑ Special Odd -Year R �Q
Termination Statement ❑ Supplemental Preelection
(Also file a Form 410 Termination) Statement -Attach Form 495
❑ Amendment (Explain below)
Treasurer(s)
NAME OF TREASURER
Sandra Schwartz
NAME OF ASSISTANT TREASURER, IF ANY
N/A
MAILING ADDRESS
CITY STATE ZIP CODE AREA CODE /PHONE
OPTIONAL: FAX / E -MAIL ADDRESS
4. Verification
I have used all reasonable diligence in preparing and reviewing this statement and to the best of my knowledge the information contained herein and in the attached schedules is true and complete. I certify
under penalty of perjury and r the la w'of the State of California that the foregoing is true a correct.
Executed on B
Date Sig ofT u ror Isla
Executed on BY
Date sigRature of Controlling Ider,C Ida ,State easure Pro possible Officer of Sponsor
Executed on
Date
Executed on BY
Date Signature ofConlroBing Officeholder, Candidate, State MeastreProponent pppC Forth 460 (January/05)
FPPC Toll -Free Helpline: 866 /ASK -FPPC (8661275 -3772)
State of California
Type or print in ink.
Recipient Committee
Campaign Statement
Cover Page — Part 2
5. Officeholder or Candidate Controlled Committee
NAME OF OFFICEHOLDER OR CANDIDATE
Richard Schwartz for Bakersfield City Council 2014
OFFICE SOUGHT OR HELD (INCLUDE LOCATION AND DISTRICT NUMBER IF APPLICABLE)
Bakersfield City Council, Ward 4
Related Committees Not Included in this Statement: List any committees
not included in this statement that are controlled by you or are primarily formed to receive
contributions or make expenditures on behalf of your candidacy.
COMMITTEENAME I.D. NUMBER
NAME OF TREASURER CONTROLLED COMMITTEE?
❑ YES ❑ NO
COMMITTEE ADDRESS STREETADDRESS (NO P.O. BOX)
CITY STATE ZIP CODE AREA CODE/PHONE
COMMITTEE NAME I.D. NUMBER
NAME OF TREASURER CONTROLLED COMMITTEE?
❑ YES ❑ NO
COMMITTEE ADDRESS STREETADDRESS (NO P.O. BOX)
COVER PAGE - PART 2
Page 2 of C
6. Primarily Formed Ballot Measure Committee
NAME OF BALLOT MEASURE
BALLOT NO. OR LETTER I JURISDICTION I F-1 SUPPORT
❑ OPPOSE
Identify the controlling officeholder, candidate, or state measure proponent, if any.
NAME OF OFFICEHOLDER, CANDIDATE, OR PROPONENT
OFFICE SOUGHT OR HELD I DISTRICT NO. IF ANY
7. Primarily Formed Candidate /Officeholder Committee List names of
officeholder(s) or candidate(s) for which this committee is primarily formed.
NAME OF OFFICEHOLDER OR CANDIDATE
OFFICE SOUGHT OR HELD
❑ SUPPORT
❑ OPPOSE
NAME OF OFFICEHOLDER OR CANDIDATE
OFFICE SOUGHT OR HELD
❑ SUPPORT
❑ OPPOSE
NAME OF OFFICEHOLDER OR CANDIDATE
OFFICE SOUGHT OR HELD
❑ SUPPORT
❑ OPPOSE
NAME OF OFFICEHOLDER OR CANDIDATE
OFFICE SOUGHT OR HELD
❑ SUPPORT
❑ OPPOSE
CITY STATE ZIP CODE AREA CODEIPHONE Attach continuation sheets if necessary
FPPC Form 460 (January/05)
FPPC Toll -Free Helpline: 866 /ASK -FPPC (8661275 -3772)
State of California
Campaign Disclosure Statement
Type or print in ink.
SUMMARY PAGE
Statement
covers period
CALIFORNIA
. '
Amounts may be rounded
Summary Page to whole dollars.
$ 34,930
7. Loans Made .............................. ...............................
Schedule H, Line 3
October 19, 2014
-
0
8. SUBTOTALCASH PAYMENTS ..... ...............................
Add Lines 6+ 7
from
3,343
$ 38,273
9. Accrued Expenses (Unpaid Bills
Schedule F, Line 3
December 22, 2014
page 3 of
SEE INSTRUCTIONS ON REVERSE
Schedule C, Line
through
0
11. TOTAL EXPENDITURES MADE . ...............................
NAME OF FILER
$
3,343
$ 38,273
I.D. NUMBER
Richard Schwartz for Bakersfield City Council 2014
1370793
Previous Summary Page, Line 16
Column
Column B
Calendar Year Summary for Candidates
Contributions Received
TOTALTHIS PERIOD
CALENDARYEAR
Running in Both the State Prima and
9 Primary
amounts in Column A to the
(FROMATTACHED SCHEDULES)
TOTALTO DATE
General Elections
1. Monetary Contributions ............ ............................... Schedule A, Line 3
$ 600 $
1,625
1/1 through 6/30 7/1 to Date
2. Loans Received ....................... ............................... Schedule B, Line 3
5,459
- 34,232
3. SUBTOTAL CASH CONTRIBUTIONS ......................... Add Lines 1 +2
$ 6,059 $
- 32,607
20. Contributions 0 1,625
Received $ $
4. Nonmonetary Contributions ..... ............................... Schedule C, Line 3
0
0
21. Expenditures
0 40,389
5. TOTAL CONTRIBUTIONS RECEIVED ........................... Add Lines 3 +4
$ 6,059 $
- 32,607
Made $ $
Expenditures Made
6. Payments Made ........................ ...............................
Schedule E, Line 4
$
3,343
$ 34,930
7. Loans Made .............................. ...............................
Schedule H, Line 3
0
0
8. SUBTOTALCASH PAYMENTS ..... ...............................
Add Lines 6+ 7
$
3,343
$ 38,273
9. Accrued Expenses (Unpaid Bills
Schedule F, Line 3
0
0
10. Nonmonetary Adjustment ........... ...............................
Schedule C, Line
0
0
11. TOTAL EXPENDITURES MADE . ...............................
Add Lines a + 9 + 10
$
3,343
$ 38,273
Current Cash Statement
12. Beginning Cash Balance .......................
Previous Summary Page, Line 16
$
698
To calculate Column B, add
13. Cash Receipts .................... ...............................
Column A, Line 3 above
6,059
amounts in Column A to the
0
corresponding amounts
14. Miscellaneous Increases to Cash ...........................
Schedule 1, Line 4
from Column B of your last
3, 343
report. Some amounts in
15. Cash Payments ................... ...............................
column A, Line 8 above
Column A may be negative
16. ENDING CASH BALANCE .......... Add Lines 12 + 13 + 14, then subtract Line 15
$
0
figures that should be
subtracted from previous
If this is a termination statement, Line 16
must be zero,
period amounts. If this is
the first report being filed
17. LOAN GUARANTEES RECEIVED ...........................
Schedule S, Part 2
$
0
for this calendar year, only
carry over the amounts
from Lines 2, 7, and 9 (if
any).
Equivalents and Outstanding Debts
Cash E q 9
18. Cash Equivalents ......... ...............................
see instructions on reverse
$
0
19. Outstanding Debts .........................
Add Line 2 +Line 9 in Column B above
$
0
Expenditure Limit Summary for State
Candidates
22. Cumulative Expenditures Made*
(If Subject to Voluntary Expenditure Limit)
Date of Election Total to Date
(mm /dd /yy)
J —� $
JJ $
Amounts in this section may be different from amounts
reported in Column B.
FPPC Form 460 (January/05)
FPPC Toll -Free Helpline: 866 /ASK -FPPC (8661275-3772)
Crhimeb do A
Type or print in ink.
SCHEDULE A
Monetary Contributions Received Amounts may be rounded
to whole dollars.
Statement covers period
• I ,
from October 19, 2014
• -
December 22, 2014
4
through
Page of
SEE INSTRUCTIONS ON REVERSE
NAME OF FILER
I.D. NUMBER
Richard Schwartz for Bakersfield City Council 2014
1370793
DATE
FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR
CONTRIBUTOR
IF AN INDIVIDUAL, ENTER
OCCUPATION AND EMPLOYER
AMOUNT
RECEIVED THIS
CUMULATIVETO DATE
CALENDAR YEAR
PER ELECTION
TO DATE
RECEIVED
(IF COMMITTEE, ALSO ENTER I.D. NUMBER
CODE *
(IF SELF - EMPLOYED, ENTER NAME
PERIOD
(JAN. 1 -DEC. 31)
(IF REQUIRED)
OF BUSINESS)
❑IND
Supervisor Zack Scrivner
W]COM
Kern County Supervisor,
500
500
500
11/10/14
El OTH
District 2
❑ PTY
❑ ScC
®IND
11/11/14
Wayne and Leslie Kress
El COM
Real Estate Brokers
100
100
100
P
El PTY
Associates)
❑SCC
®IND
❑ COM
❑ OTH
❑ PTY
❑ SCC
VI IND
❑ COM
❑ OTH
❑ PTY
❑ SCC
❑ IND
❑ COM
❑ OTH
❑ PTY
❑ SCC
SUBTOTAL$
Schedule A Summary
1. Amount received this period — itemized monetary contributions.
(Include all Schedule A subtotals.) ......................................................................... ............................... $
2. Amount received this period — unitemized monetary contributions of less than $100 ............................. $
3. Total monetary contributions received this period.
(Add Lines 1 and 2. Enter here and on the Summary Page, Column A, Line 1.) ....................... TOTAL $
.11
0;
*Contributor Codes
IND — Individual
COM — Recipient Committee
(other than PTY or SCC)
OTH — Other (e.g., business entity)
PTY— Political Parry
SCC — Small Contributor Committee
FPPC Form 460 (January/05)
FPPC Toll -Free Helpline: 8661ASK -FPPC (866/275 -3772)
SCHEDULE B - PART 1
rYFW OF P1uu 11.
Schedule B — Part Amounts may be rounded
Statement covers period
CALIFORNIA
6
Loans Received to whole dollars.
October 19, 2014
. -
from
December 22, 201,
5
SEE INSTRUCTIONS ON REVERSE
through
Page of
NAME OF FILER
I.D. NUMBER
Richard Schwartz for Bakersfield City Council 2014
1370793
FULL NAME, STREET ADDRESS AND ZIP CODE
IF AN INDIVIDUAL, ENTER
a
OUTSTANDING
(b)
AMOUNT
(c)
AR
(d)
OUTSTANDING
(e)
INTEREST
(f)
ORIGINAL
(g)
CUMULATIVE
OF LENDER
OCCUPATION AND EMPLOYER
(IFSELF- EMPLOYED, ENTER
BALANCE
BEGINNING THIS
RECEIVED THIS
FORGIVEN
OR FORGIVEN
BALANCEAT
CLOSE OF THIS
PAID THIS
AMOUNT OF
CONTRIBUTIONS
(IF COMMITTEE, ALSO ENTER I.D. NUMBER)
NAMEOFBUSINESS)
PERIOD
PERIOD
THIS PERIOD'
PERIOD
PERIOD
LOAN
TO DATE
❑ PAID
CALENDARYEAR
Richard and Sandra Schwartz
Retired Claims
$ 0
$ 34,930
0
22,556
$ 34,930
Nurse
RATE
$ 22,556
$ 12,374
$ 0
6/1/15
$ 0
9130/14
$
DATE DUE
DATE INCURRED
tEZ IND ❑ COM ❑ OTH ❑ PTY ❑ SCC
❑ PAID
CALENDARYEAR
Richard and Sandra Schwartz
Retired Claims
$
$ 34,930
0
221556
$ 40,389
Registered Nurse
RATE
$ 34,930
$ 5,459
$ 40,389
12/22/14
$
611/14
$
t® IND ❑ COM ❑ OTH ❑ PTY ❑ SCC
DATE DUE
DATE INCURRED
❑ PAID
CALENDARYEAR
❑ FORGIVEN
PER ELECTION*`
RATE
DATE DUE
DATE INCURRED
t❑ IND ❑ COM ❑ OTH ❑ PTY ❑ SCC
SUBTOTALS $ $ $ $
Schedule B Summary
1. Loans received this period ..................................................................................... ............................... $
(Total Column (b) plus unitemized loans of less than $100.)
2. Loans paid or forgiven this period .......................................................................... ............................... $
(Total Column (c) plus loans under $100 paid or forgiven.)
(Include loans paid by a third party that are also itemized on Schedule A.)
6,157
40,389
3. Net change this period. Subtract Line 2 from Line 1. ................. ............................... NET $ - 34,232
Enter then et here and on the Summary Page, Column A, Line 2. (May beanegal negative number)
"Amounts forgiven or paid by another party also must be reported on Schedule A.
If required.
(tncer (e) Un
Schedule E, Line 3)
tContributor Codes
IND–individual
COM – Recipient Committee
(other than PTY or SCC)
OTH – Other (e.g., business entity)
PTY– Political Party
SCC – Small Contributor Committee
FPPC Form 460 (January/05)
FPPC Toll -Free Helpline: 866 /ASK -FPPC (866/275 -3772)
Schedule E
Payments Made
Type or print in ink.
Amounts may be rounded
to whole dollars.
Statement covers period
from October 19, 2014
through December 22, 201• Page 6 of
SEE INSTRUCTIONS ON REVERSE 9 9
NAME OF FILER I.D. NUMBER
Richard Schwartz for Bakersfield City Council 2014 1370793
CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment.
CK/P
campaign paraphernalia /misc.
MBR
member communications
RAID
radio airtime and production costs
CNS
campaign consultants
MTG
meetings and appearances
RFD
returned contributions
CTB
contribution (explain nonmonetary)*
OFC
office expenses
SAL
campaign workers' salaries
CVC
civic donations
PET
petition circulating
TEL
t.v. or cable airtime and production costs
FIL
candidate filing /ballot fees
PHO
phone banks
TRC
candidate travel, lodging, and meals
FND
fundraising events
POL
polling and survey research
TRS
staff /spouse travel, lodging, and meals
IND
independent expenditure supporting /opposing others (explain)*
POS
postage, delivery and messenger services
TSF
transfer between committees of the same candidate /sponsor
LEG
legal defense
PRO
professional services (legal, accounting)
VOT
voter registration
LIT
campaign literature and mailings
PRT
print ads
WEB
information technology costs (intemet, e-mail)
NAME AND ADDRESS OF PAYEE
(IF COMMITTEE, ALSO ENTER I.D. NUMBER) CODE OR DESCRIPTION OF PAYMENT AMOUNTPAID
Richard and Sandra Schwartz Partial Loan Repayment
RFD 698
Brian Todd Campaign Manager
CNS 2,500
Brian Todd Expense Reimbursement
OFC 65
* Payments that are contributions or independent expenditures must also be summarized on Schedule D. SUBTOTAL$ 3,343
Schedule E Summary
1. Itemized payments made this period. Include all Schedule E subtotals. 3,343
2. Unitemized payments made this period of under $100 ........................................................................................................... ............................... $ 80
3. Total interest paid this period on loans. Enter amount from Schedule B, Part 1, Column (e).) 0
4. Total payments made this period. Add Lines 1, 2, and 3. Enter here and on the Summary Page, Column A, Line 6. TOTAL $ 3,343
FPPC Form 460 (January/05)
FPPC Toll -Free Helpline: 866 1ASK -FPPC (8661275 -3772)