HomeMy WebLinkAboutRES NO 066-2021RESOLUTION NO. 6.6 2 Q 2'1
RESOLUTION AUTHORIZING THE FILING OF AN
APPLICATION WITH THE KERN COUNCIL OF
GOVERNMENTS FOR ALLOCATION OF
TRANSPORTATION DEVELOPMENT ACT FUNDS
FOR FISCAL YEAR 2021-2022
WHEREAS, the Transportation Development Act of 1971 provides for the
disbursement of funds from the local Transportation Fund held in trust by the Kern
County Auditor -Controller for use by eligible claimants for the purpose
authorized by Sections 99260(a) and 99400(a) of the California Public Utilities
Code; and
WHEREAS, an eligible claimant wishing to receive an allocation from Local
Transportation Fund must file its application with the Kern Council of
Governments pursuant to the rules and regulation that have been adopted by
the Secretary of the Business and Transportation Agency of the State of
California in accordance with the provisions of the aforementioned legislation;
and
WHEREAS, funds from the Local Transportation Fund will be required to
maintain a multimodal facility of the public transportation system.
NOW, THEREFORE, incorporating the above recitals, be it resolved by the
Council of the City of Bakersfield as follows:
1. That the Public Works Director is authorized to execute and file an
appropriate claim (Exhibit A) pursuant to the terms of the
Transportation Development Act of 1971, as amended, and
pursuant to applicable rules and regulations promulgated
thereunder, together with all necessary supporting documents with
the Kern Council of Governments for fiscal year 2021-22
Transportation Act monies.
2. That a copy of this resolution be transmitted to the Kern Council of
Governments in conjunction with the filing of the claim; and the
Kern Council of Governments be requested to concur in these
findings and grant the allocation of funds as specified in the City's
claim.
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ORIGINAL
HEREBY CERTIFY that the foregoing Resolution was passed and adopted
by the Council of the City of Bakersfield at a regular meeting thereof held on
MAY 0 5 2021 by the following vote:
AY S: COUNCILMEMBER: ARIAS, GONZALES, WEIR, SMITH, FREEMAN, GRAY, RAREIER
NOES: COUNCILMEMBER: NV"a-
ABSTAIN: COUNCILMEMBER: t-W%Q _
BSE COUNCILMEMBER: &.x ,QX'
APPROVED MAY 0 5 2021
By4�
KAREN GOH
Mayor
APPROVED as to form:
VIRGINIA GENNARO
City Attorney
0y: '4
J SHUA RUDNICK
0e y:
City Attorney
EXHIBIT A
J LIE DRIMAKIS, -CMC
CITY CLERK AND -EX OFFICIO
CLERK of the Council of the City of
Bakersfield
2
ORIGINAL
Kern Council of Governments
TRANSPORTATION DEVELOPMENT ACT
PUBLIC TRANSIT CLAIM
2021-2022
PART 1 OF 8 -- CLAIMANT INFORMATION
I. Claimant Information
EXHIBIT A
Agency:
City of Bakersfield Public Works Department
Mailing Address:
1600 Truxtun Ave
Office Address:
1501 Truxtun Ave
City, State, Zip
Bakersfield CA 93301
Telephone:
(661) 326-3724
H. Contact Person
Name:
Rosanne Padley
Title:
Assistant to the Public Works Director
Department:
Public Works Administration
Mailing Address:
1600 Truxtun Ave
Office Address:
1501 Truxtun Ave
City, State, Zip
Bakersfield CA 93301
Telephone: (661) 326-3572
FAX: (661) 852-2120
E -Mail: rpadley(-a-bakersfieldcity.us
WEB Site: http://www.bakerafieldcity.us
ORIGINAL
Kern Council of Governments
TRANSPORTATION DEVELOPMENT ACT
PUBLIC TRANSIT CLAIM
PART 2 OF 8 - CLAIM AND ASSURANCES
For Fiscal Year 2021-2022
City of Bakersfield Public Works
A. CLAIM: The Department hereby claims Local Transportation
Fund and State Transit Assistance Fund apportionments and allocations for the 2021 -2022 fiscal year plus
all unencumbered funds and/or deferred revenues held in its local treasury for public transit uses.
B. COMPLIANCE City of Bakersfield Public Works
ASSURANCES: The Department hereby certifies that, as a condition of
receiving funds pursuant to California Public Utilities Code Sections 99200, et. seq., and California Code of
Regulations Sections 6600, et. seq., as amended, it shall ensure that:
1. All funds will be expended in compliance with the requirements of California Public Utilities Code
Sections 99200 through 99408, California Code of Regulations Sections 6600 through 6756 and Kern
Council of Governments' Transportation Development Act Rules and Regulations.
2. All funds will be expended in accordance with the budgets described in Part 6 of this claim, attached
hereto and made a part hereof, by this reference.
These assurances are given in consideration of and the for the purpose of obtaining any and all funds
apportioned and allocated for public transit purposes pursuant to Public Utilities Codes, Division 10, Part 11,
Chapter 4 of the State of California.
The person whose signature appears below has been authorized to provide the assurances cited above and
to prepare, submit and execute this claim on behalf of:
City of Bakersfield Public Works
Department
N Claimant
re
Public Works Director
Title
C. FINANCIAL City of Bakersfield Public Works
ASSURANCES: As the chief financial officer of the Department
I hereby attest to the reasonablen nd accuracy of the financial information presented in this claim and
declare it to be consistent with a iform ystem of accounts and records adopted by the Controller of the
State of California.
Zz �21
Finance Director
Title
ORIGINAL
Kern Council of Governments
PART 3 OF 8 --PROJECTED PUBLIC TRANSIT RESOURCES
For Fiscal Year 2021-2022
CLAIMANT: City of Bakersfield Public Works Department
I. FY 2021-2022 PROJECTED AVAILABLE RESOURCES
A. Deferred Revenues -- unexpended prior year cash receipts held in the claimant's
treasury as of June 30, 2021 (from the most recent audit report) $117,626
B. Unreserved/Unrestricted Retained Earnings
C. Interest Earnings -- interest earnings on claimant cash balances through June 30, 2021
D. Federal Grants & Reimbursements (Source & Amount):
1. FTA Planning Assistance
2. FTA Operating Assistance
3. FTA Capital Assistance
4.
E. State Grants & Reimbursements (Source & Amount):
1.
9
F. Local Cash Grants & Reimbursements (Source & Amount)
1. LTF--Regional Planning (PUC 99262)
2. LTF--Operations/Capital (PUC 99260a)
3. LTF—Capital Reserve Withdrawl (CCR 6648)
4. LTF--Social Service Transit (PUC 99275)
5. LTF--Contracted/Purchased Transit Services (PUC 99400c)
6. STAF--Operations (CCR 6730a)
7. STAF--Capital (CCR 6730b)
8. STAF--Contracted/Purchased Transit Services (CCR 6731b)
9. STAF--Social Service Transit (CCR 6731c)
10. County of Kern --Service Contract(s)
11.
G. Operating Revenues:
1. Passenger Fares
2. Special Fares
3. School Bus Service
4. Freight Tariffs
5. Charters
H. Other Revenues (Source & Amount):
1.
2.
$70
$476,752
I. TOTAL FY 2021-2022 PROJECTED AVAILABLE RESOURCES -- enter here and Part
4, Line J (Sections A+B+C+D+E+F+G+H) $594,448
ORIGINAL
Kern Council of Governments
PART 4 OF 8 --PROJECTED PUBLIC TRANSIT EXPENSES
For Fiscal Year 2021-2022
CLAIMANT: City of Bakersfield - Public Works Department
J. TOTAL FY 2020-2021 PROJECTED AVAILABLE RESOURCES (From Part 3, Line 1)
11. FY 2020-2021 PROJECTED EXPENSES & USES
K. Personnel:
1. Administrative Salaries & Wages
2. Operating Salaries & Wages
3. Other Salaries & Wages
4. Fringe Benefits
L. Services & Supplies:
1. Professional Services
2. Maintenance Services
3. Other Services
4. Vehicle Maintenance & Supplies
5. Utilities
6. Insurance
7. Purchased Transportation Services
8. Miscellaneous
9. Expense & Inter -fund Transfers
10. Interest
11. Lease & Rentals
12. Other: Repair & Maintenance
M. Capital Assets (Itemize by Object & Amount):
$594,448
$16,416
$12,384
$150,000
$185,000
$45,000
$3,500
$10,000
$8,500
1. Railworks $15,500
2. Railworks $15,000
3. Railworks $10,000
4.
5.
N. Other Uses (Object & Amount):
Regional Planning Contribution (from FY 2021-2022 TDA
1. Estimate)
2.
O. FY 2021-2022 PROJECTED EXPENSES & USES (Sections K+L+M+N)
P. DEFERRED REVENUES AND AVAILABLE RESERVES AS OF JUNE 30, 2021 --
enter here and on Line A, Part 5 (Sections J -O)
$471,300
$123,148
ORIGINAL
Kern Council of Governments
PART 5 OF 8 --BUDGETED PUBLIC TRANSIT RESOURCES
For Fiscal Year 2021-2022
CLAIMANT: City of Bakersfield Public Works
I. FY 2021-2022 NONCURRENT TDA & OTHER BUDGETED RESOURCES
A. Deferred Revenues & Available Reserves-- unexpended prior year cash receipts and
reserves held in the claimant's treasury as of June 30, 2021 (From Part 4, Line P) $123,148
B. Interest Earnings --interest earnings on claimant cash balances through June 30, 2022 $70
C. Federal Grants and Reimbursements:
1. FTA Planning Assistance
2. FTA Operating Assistance
3. FTA Capital Assistance
4.
D. State Grants and Reimbursements (Source/Amount):
1.
2.
E. Non -TDA Local Cash Grants and Reimbursement (Source/Amount):
1.
2.
3.
F. Operating Revenues:
1. Passenger Fares
2. Special Fares
3. School Bus Service
4. Freight Tariffs
5. Charters
G. Other Revenues (Source/Amount):
1.
2.
I. FY 2021-2022 NONCURRENT TDA & OTHER BUDGETED RESOURCES --enter
here and on Part 6, Line J (Sections A+B+C+D+E+F+G) $123,218
ORIGINAL
Kern Council of Governments
PART 6 OF. 8 --BUDGETED PUBLIC TRANSIT EXPENSES
For Fiscal Year 2021-2022
CLAIMANT: City of Bakersfield Public Works
J. FY 2021-2022 NONCURRENT TDA & OTHER BUDGETED RESOURCES (From
Part 5, Line 1)
II. FY 2021-2022 BUDGETED EXPENSES & USES
K. Personnel:
1. Administrative Salaries & Wages
2. Operating Salaries & Wages
3. Other Salaries & Wages
4. Fringe Benefits
L. Services & Supplies:
1. Professional Services
2. Maintenance Services
3. Other Services
4. Vehicle Maintenance & Supplies
5. Utilities
6. Insurance
7. Purchased Transportation Services
8. Miscellaneous
9. Expense & Inter -fund Transfers
10. Interest
11. Lease & Rentals
12. Other (Maintenance Supplies)
$123,218
$16,416
$12,384
$222,300
$207,000
$37,000
$3,000
$8,000
$17,100
M. Capital Assets (Itemize and identify funding source - i.e., TDA, FTA 5311, CMAQ):
1. Security Upgrades at Station $76,500
2.
3.
4.
5.
N. Other Uses:
1. Regional Planning Contribution (from most recent TDA estimate)
2. Capital Outlay Reserve Contribution
O. FY 2021-2022 BUDGETED EXPENSES & USES (Sections K+L+M+N)
P. FY 2021-2022 UNFUNDED BALANCE (Line J -O)
$599,700
($476,482)
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ORIGINAL
Kern Council of Governments
PART 7 OF 8 --TDA FUNDING CLAIM
For Fiscal Year 2021-2022
CLAIMANT: City of Bakersfield Public Works
I. FY 2021-2022 UNFUNDED BALANCE (From Part 6, Line P) ($476,482)
FY 2021-2022 TDA TRANSIT FUNDING CLAIM
1. LTF--Regional Planning (PUC 99262) (Same as Part 6, Line N1)
2. LTF--Operations/Capital (PUC 99260a)
3. LTF--Capital Reserve Withdrawal (CCR 6648)
4. LTF--Social Service Transit (PUC 99275)
5. LTF--Contracted/Purchased Transit Services (PUC 99400c)
6. LTF--Capital Res. Contrib.(CCR 6648) (Same as Part 6, Line N2)
7. STAF--Operations (CCR 6730a)
8. STAF--Capital (CCR 6730b)
9. STAF--Contracted/Purchased Transit Services ( CCR 6731 b)
10. STAF--Social Service Transit (CCR 6731c)
11.
12.
III. FY 2021-2022 TDA FUNDING CLAIM (Should equal line 1)
UNEXPENDED RESOURCES AS OF JUNE 30, 2021 (Line I+Line III)(Should be $0) ($476,482)
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ORIGINAL
Kern Council of Governments
PART 8.1 OF 8 --SUPPLEMENTAL PUBLIC TRANSIT INFORMATION
For Fiscal Year 2021-2022
Attach the following documents:
1) A copy of the governing body's authorization to execute and file this claim.
2) A completed copy of the attached questionnaire (BELOW) on system characteristics and any additional
documentation required as a result of responding to each query.
3) A listing of all transit service subcontractors (BELOW) and a copy of the contract document, if not previously
submitted.
4) A copy of the "unmet transit needs" documentation, including a legal notice of a public hearing, the minutes
of the public hearing held by the local governing body and a resolution making the appropriate "unmet transit
needs finding".
5) A copy of the Department of California Highway Patrol form number CHP339, "Transit Operator Compliance
Certificate", dated within the past 13 months, documenting participation in the California Department of Motor
Vehicles "Driver Pull Notice Program.
6) Date of the most recent completed annual TDA internal audit: Month: December 30, 2020
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ORIGINAL
Kern Council of Governments
PART 8.2 OF 8 --SYSTEM CHARACTERISTICS QUESTIONNAIRE
For Fiscal Year 2021-2022
(NOTE: Place an "X" in the proper column)
Question YES NO
1. Have all recommendations for corrective action from the FY 2019-
2020 independent financial audit report been implemented ? IF NO,
PLEASE SUBMIT A CORRECTIVE ACTION PLAN COVERING EACH
RECOMMENDATION NOT ADDRESSED. NIA
2. Have all recommendations for corrective action from the FY 2019-
2020 performance audit report been implemented ? IF NO, PLEASE
SUBMIT A CORRECTIVE ACTION PLAN COVERING EACH
RECOMMENDATION NO ADDRESSED. NIA
3. Have all past transportation development plan recommendations been
implemented ? IF NO, PLEASE SUBMIT A CORRECTIVE ACTION
PLAN COVERING EACH RECOMMENDATION NOT ADDRESSED. N/A
4. Does the claimant maintain it's financial records in accordance with the
California State Controller's approved "uniform system of accounts and
records ? X
5. Has the claimant submitted it's "Annual Report of Financial
Transactions of Transit Operators" to the California State Controller for
the fiscal year ended June 30, 2020 ? N/A
6. Is the system expected to meet the applicable farebox revenue ratio
requirement for FY 2021-2022 ? (10% for rural and 20% for urbanized
operators) N/A
7. Is the system budgeted to meet the applicable farebox revenue ratio
requirement for FY 2021-2022 ? (10% for rural and 20% for urbanized
operators) N/A
8. If the answer to questions 6 or 7 is NO (i.e. fares revenues alone are
insufficient to meet the applicable revenue ratio requirement), has the
claimant committed sufficient "local funds" to supplement fares and
thereby comply ? N/A
9. Does the claimant expect to qualify for and claim an "extension of
service exemption" for either FY 2020-2021 or FY 2021-2022 ? N/A
10. Is a budget increase in excess of 15% proposed for FY 2021-2022 ? X
11. Is an increase or decrease in excess of 15% in the scope of
operations or capital budget provisions proposed for FY 2021-2022 ? X
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ORIGINAL
Kern Council of Governments
PART 8.3 OF 8 --SYSTEM CHARACTERISTICS QUESTIONNAIRE
For Fiscal Year 2021-2022
(NOTE: Place an "X" in the proper column)
Question
(NOTE: If the answer to question 11 or 12 is YES, PLEASE SUBMIT A
STATEMENT WHICH DESCRIBES THE COMPONENTS OF THE
INCREASE/DECREASE AND JUSTIFIES OR SUBSTANTIATES THE
CHANGE.)
12. Is the claimant proposing an increase in executive level salaries for
FY 2021-2022 ? IF YES, PLEASE SUBMIT A STATEMENT WHICH
DEFINES AND JUSTIFIES THE INCREASE.
13. Is the claimant precluded by contract from contracting with common
carriers or persons operating under franchise or license ?
14. Does the claimant expect to subcontract with outside parties for the
provision of operator services in FY 2021-2022 ? IF YES, PLEASE
SUBMIT A COPY OF ALL NEW OR AMENDED CONTRACTS NOT
PREVIOUSLY SUBMITTED.
15. Is the claimant precluded by contract from employing part-time
drivers ?
16. Does the claimant routinely staff public transportation vehicles
designed to be operated by one person with two or more persons ?
17. Has the claimant's participation in the California Department of Motor
Vehicle "Driver Pull Notice Program" been certified by the California
Highway Patrol within the past 13 months ? IF YES, PLEASE SUBMIT A
COPY OF FORM chp 339, "TRANSIT OPERATOR COMPLIANCE
CERTIFICATE".
18. Is the claimant's retirement system fully funded with respect to it's
officers and employees ?
19. Does the claimant have a private pension plan ?
20. If the answer to question 19 is YES and the plan is a "defined benefit
plan", does the claimant do each of the following:
a. Conduct periodic actuarial studies of it's employee pension plans
to determine the annual cost of future pension benefits ?
b. Set aside and invest, on a current basis, funds sufficient to
provide for the payment of future pension benefits ?
YES NO
N/A
X
N/A
NIA
NIA
N/A
N/A
X
X
N/A
N/A
N/A
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ORIGINAL
Kern Council of Governments
PART 8.4 OF 8 --SYSTEM CHARACTERISTICS QUESTIONNAIRE
For Fiscal Year 2021-2022
LISTING OF SUBCONTRACTORS
City of Bakersfield Public Works Department
1.
N/A
2.
3.
4.
5.
6.
7.
8.
9.
10.
(NOTE: If the contract is new or amended from prior years, please submit a copy.)
ORIGINAL