HomeMy WebLinkAbout03/11/1996 B A K E R S F I E L D
Patricia J. DeMond, Chair
Irma Carson
Kevin McDermott
Staff: Dolores Teubner
AGENDA
BUDGET AND FINANCE COMMITTEE
Monday, March 11, 1996
12:15 p.m.
City Manager's Conference Room
Second Floor - City Hall, Suite 201
1501 Truxtun Avenue
Bakersfield, CA
1. ROLL CALL
2. APPROVAL OF FEBRUARY 5, 1996 SPECIAL MEETING MINUTES
3. PRESENTATIONS
4. PUBLIC STATEMENTS
5. DEFERRED BUSINESS
A. VALLEY COMMUNITIES WATER PROJECT- Bogart
B. INDUSTRIAL DEVELOPMENT BONDS POLICY - Skousen
6. NEW BUSINESS
A. ESTABLISHMENT OF CITY LOCAL ENFORCEMENT AGENCY - Rojas
7. ADJOURNMENT
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Alan L y,~,.City M~ff~age, r Irma Carson
Staff: Dolores Teubner Kevin McDermott
AGENDA SUMMARY REPORT
BUDGET AND FINANCE COMMITTEE
Monday, February 5, 1996
12:15 p.m.
City Manager's Conference Room
1. ROLL CALL
Call to Order at 12:22 p.m.
Present: Councilmembers Patricia J. DeMond, Chair; Irma Carson and
Kevin McDermott
2. APPROVAL OF THE NOVEMBER 13, 1995 MINUTES
Approved as submitted.
3. PRESENTATIONS
None
4. PUBLIC STATEMENTS
None
5. DEFERRED BUSINESS
A. APPROVAL OF MEETING SCHEDULE
Approved.
AGENDA SUMMARY REPORT
BUDGET AND FINANCE COMMITTEE
Monday, February 5, 1996
Page -2-
6. NEW BUSINESS
A. BINGO ORDINANCE
1. PROPOSED ORDINANCE REVISIONS
Staff presented information on the proposed revisions to the Bingo Ordinance
which were developed to streamline the regulations and cut out redundancy from
the application process. The Committee agreed that these revisions were
appropriate.
2. REQUEST FROM BAKERSFIELD HIGH SCHOOL BOOSTER CLUB
A representative from the BHS Booster Club indicated that they would like to join
with two other high school booster clubs to hold bingo at a single location. The
Police Department had concerns about having multiple games at the same
location. Staff indicated that this was legal under state law as long as the entities
holding games were totally unrelated, each held a bingo permit and each entity
held only one game Per week. Staff also indicated that the bingo game location
must also be the location for the organization's administrative offices. It was
indicated that the Booster Clubs could fulfill all of these requirements.
The Committee was concerned that building landlords could potentially try to
charge each tenant the maximum rent allowed under the ordinance and,
therefore, less monies would be available for charitable causes. The committee
asked staff to make further revisions to guard against the possibility of this
happening and to also include a provision which clearly defined that the
organizations must not be related in any way. The Committee requested a memo
from staff which outlined the revisions pdor to consideration of the complete
revised bingo ordinance on the February Council agenda.
B. VALLEY COMMUNITIES WATER PROJECT
Staff provided a chronology of events on this issue which is attached. VCl is
asking for a $90,000 payment for environmental mitigation to the wastewater
spreading site it is undertaking to fulfill a State Fish and Game Department
requirement. They have asked the City for a revision in the current contract which
would allow payment for such work even though the work is not yet completed.
VCI indicated that the City should make a good faith effort and pay the funds
because of all the funds that VCI has put into the wastewater spreading facility.
The Committee was concerned because the original purpose for the trust monies
was to pay for a reservoir which has never been built. Staff indicated that
BUDGET AND FINANCE COMMITTEE
Monday, February 5, 1996
Page -3-
language could be drafted which would amend the contract so that VCI could
receive the $90,000, but enable the City to withhold the $27 an acre-foot to VCI
through the remainder of the agreement to 2005. The committee asked staff to
draft the compromise proposal and bring it back to committee in March.
C. CONTRACT PROCEDURES FOR SERVICES UNDER $10,000
Staff made a presentation on this item which would allow contracts under $20,000
to be approved with signature of the department head and the finance director
only. The committee expressed concerns that there would be no minimum
liability insurance requirements. They were not comfortable with leaving it up to
the discretion of the staff. The committee suggested setting a minimum on the
amount of liability insurance required which staff could exceed if the nature of the
service being provided warranted it. The committee asked that the item be pulled
from consideration for second reading on the February 7 Council agenda and be
moved to February 21, in order to formulate a policy to deal with the issues in
question.
D. ICE RINK PROPOSAL
The Finance Director presented information on the proposed issuance of tax
exempt industrial development bonds for construction of a two-surface ice rink
facility on White Lane which is being proposed by a company called Canlan.
Representatives of the company were available at the committee meeting to
answer questions. The Committee was concerned about insuring that the City's
financial reputation would not be affected if a default occurred. Staff indicated
that the City would have no legal or moral obligation to repay the bonds if Canlan
defaults since the City is just a conduit for the bond issue. The Committee
indicated that it was very important for the citizens of Bakersfield to understand
that there would be no tax dollars involved in the project and that the City has not
and will not play favorites among companies requesting the financing. Therefore,
staff was directed to develop guidelines on City involvement' in Industrial
Development Bonds and for determining what an eligible project is. The policy
will be considered at the March Committee meeting and is tentatively scheduled
for Council consideration at the March 20 Council meeting along with a
Resolution of Intent to issue bonds for this project.
7. ADJOURNMENT
The meeting was adjourned at 2:20 p.m.
cc: Honorable Mayor and City Council
BUDGET & FINANCE COMMITI'EE
March 11, 1996
I-5 DISPOSAL SITE
VALLEY COMMUNITIES, INC.
RE: Request for release of trust fund monies to pay settlement agreement with U.S. Fish &
Wildlife Service
HIGHLIGHTS OF AMENDMENT TO AGREEMENT NO. 90-78:
- Per recommended action of BUDGET & FINANCE COMMITTEE meeting held Feb. 5, 1996
Provides for release of $90,000 from impound trust funds to allow payment of
environmental mitigation fees by V.C.I. to United States Fish and Wildlife Service.
· This Settlement agreement between V.C.I. and U.S.F.&W.S. allows V.C.I. to manage,
develop and farm the remaining 660 acres of I-5 disposal site lands located in Section 12
and Section I of Township 31 South, Range 25 east, M.D.B.&M.
· In consideration for amending Agreement No. 90-78 with City, the amended language
will allow the City to withhold the $27 per acre foot payable to V.C.I. if it becomes
necessary for the City to rectify any non-compliance order issued by any federal, state
or local regulatory agency. The annual payment to V.C.I. generated by the $27 per acre
foot would provide approximately $210,000 annually to do any required remedial work
throughout the remainder of the agreement to year 2005.
· All other provisions of the agreement remain intact.
IN SUMMARY..
Trust fund balance stood at $208,180 as of December 31, 1995. With the release
of $90,000, balance will be approximately $118,180 (plus accrued interest). V.C.I.
can then make tail-water return and/or storage reservoir improvements to the
disposal site for direct reimbursement of the remaining trust fund monies or
simply wait to receive the remaining trust fund balance over the next three years
in accordance to the original agreement.
C:BOGART-VCI-I-5/TRUST FUNDS/USF&WS
DR/IF
AMENDMENT TO AGREE~ NO. 90-78 - CONDZTZON~
CONSENT TO ~SZG~NT OF CITY AG~E~NT NO.
85-142, AS ~NDED
THIS AMENDMENT TO AGREEMENT NO. 90-78 is made and entered into
on , by and between the CITY OF BAKERSFIELD,
a municipal corporation, hereinafter referred to as "City" and
VALLEY COMMUNITIES, INC., a California corporation, 'hereinafter
referred to as "VCI."
R E C I T A L S
WHEREAS, VCI desires the release of $90,000 from funds
withheld by the City under Agreement No. 90-78 to pay certain
claims, fees and costs to the United States Fish and Wildlife
Service; and,
WHEREAS, Agreement No. 90-78 does not allow for the release of
said funds for such purposes; and,
W~EREAS, VCI has requested the contract language be altered to
allow for such a release; and,
WHEREAS, the City desires additional protection from
regulatory action and VCI is willing to give such protections in
this amendment; and,
WHEREAS, the City is willing to allow said release of funds
under the terms and conditions set forth herein and VCI is willing
to comply with said terms and conditions to achieve the release of
the requested $90,000.
NOW, THEREFORE, the City and VCI agree to amend Agreement No.
90-78 as follows:
1. RECITALS. The foregoing recitals are true and correct
and fully incorporated herein by this reference.
2. AMENDMENTS. Paragraph 3, 4 and 5 of Agreement No. 90-78
are hereby amended to read as follows:
"(a) Inasmuch as it is anticipated that the construction
of additional storage facilities at the disposal site
will be required within the next five years, and
furthermore to provide a fund of cash for reimbursement
to the City for any work done by the City pursuant to
paragraph 5 of this agreement, VCI agrees that the sums
specified in Exhibit "A" shall be withheld, 25 percent
from each quarterly payment from funds otherwise payable
to VCI by the City pursuant to paragraph 3 of Agreement
- Page 1 of 5 Pages -
No. 85-142. Said funds shall be deposited in a federally
insured savings account or certificate of deposit in a
financial institution at an office or branch within the
City of Bakersfield. All interest on said funds shall
accrue in the accounts in which the funds are deposited.
VCI shall have the right to name the institutions in
which such accounts are carried and not more than
$100,000, plus accrued interest, shall be carried in any
one institution, except as set forth in paragraph 3(c).
Except as set forth below, the funds in said accounts
shall be used only for reimbursement of VCI's costs in
constructing wastewater storage facilities or tail-water
return systems or to reimburse the City's costs incurred
pursuant to paragraph 5, below. VCI's expenditures for
such purposes shall only be reimbursable from such
withheld funds and accrued interest if the improvements
made by VCI were pursuant to and in accordance with the
plans approved in advance in writing by the City. The
City shall not unreasonably withhold its approval of any
such plans.
"Within 30 days of the sixth anniversary date of
this agreement, and each such date thereafter until the
balance of all accounts established pursuant hereto,
including principal and interest, have been returned to
VCI, City shall make to VCI payments as set forth in
Exhibit "A."
"The foregoing notwithstanding, upon completion to
City's reasonable satisfaction on the disposal site of a
reservoir with a capacity of not less than 1,000 acre
feet with an impermeable lining, any balance withheld by
City in any such account shall be paid to VCI or any bond
or letter of credit returned to VCI.
"(b) VCI shall be paid $90,000 of said withheld funds to
pay certain claims, costs and fees to the United States
Fish and Wildlife Service. Said funds shall not be paid
until VCI provides to the City adequate documentation
that the $90,000 has in fact been paid to and accepted by
the United States Fish and Wildlife Service in full
settlement of all claims against VCI.
"(c) In lieu of the withholding provided for in
subparagraph b of paragraph 2, above, VCI may elect to
post and post with the City a performance bond(s) or
irrevocable letters of credit, payable upon demand by and
to the City. Any such performance bond shall reference
this agreement and shall specifically be to pay all
AM]~FDMENT TO AGREEMENT NO. 9078 -
CONDITIONAL CONSENT TO ASSIO~ OP
CITY AO~ NO. 85-142, AS AIvIENDED
AORI(ADD)\VCI.mmd
-Febma~, 26, 1996
- Page 2 of 5 Pages -
capital and operating costs incurred by the City in
meeting requirements of any and all regulatory agencies,
pursuant to paragraph 5, below. Such bond or bonds shall
be in the annual amount specified in Exhibit "A." Should
VCI not be able to obtain a repiacement performance bond
for any year after the first year, VCI shall deposit with
the City all sums that would be held by the City
cumulatively through that year, including interest which
would have been accrued, assuming an eight percent
investment rate, pursuant to paragraph (b) of paragraph
2, above, and the City may withhold any funds otherwise
due VCI pursuant to paragraph 3 of the agreement up to
such cumulative amount if such funds are not otherwise
deposited with the City by VCI. Should VCI fail to make
all deposits required pursuant to this subparagraph
within ten (10) days of notice from the City to do so,
such failure shall be deemed a material breach of this
agreement.
"(d) In the event sufficient monies are not provided to
the City through the escrow for the sale of the disposal
site to VCI for the call of all outstanding bonds of
Assessment District 86-3, then in addition to funds
withheld pursuant to any other provision hereof, the City
may withhold sufficient funds each year to pay all real
property taxes and assessments against the disposal site,
such funds to be released to VCI upon receipt by the City
of written evidence that all such taxes and assessments,
including any special district taxes and assessments,
have been paid.
"(e) VCI agrees that in the event any regulatory agency,
federal, state or local, notifies VCI of any deficiency
in operations or facilities concerning the disposal site,
the City shall immediately withhold funds payable to VCI
for wastewater disposal, or otherwise, under paragraph 3
of Agreement No. 85-142 (which was assigned to VCI in
Agreement No. 90-78). The amount of such funds withheld
shall be no less than one and one-half (1 1/2) times the
estimated cost of correcting whatever deficiency the
regulatory agency has given notice of. The City shall
also withhold funds for any damages the City may suffer
as a result of said deficiency. The estimated cost of
correction, and the estimated damages, shall be set at
the City's sole discretion. Failure to notify the City
of such deficiency notice shall be deemed a material
breach of this agreement.
AlVl]~qDMENT TO A~ENT NO. 90-78 -
CONDITIONAL CONSENT TO ASSI~ OF
CITY AOREEMI~',,'T NO. 8~-142, AS AMENDED
AORI(ADD)\VCI.mmd
-February 26, 1996
- Page 3 of 5 Pages -
"4. That VCI shall provide written notice to the
Director of Public Works of the City within three
business days of receipt of any written communication
from any federal, state or local regulatory agency of any
deficiency in operations or facilities concerning the
disposal site, including a copy of such communication.
The written notice may be received by the City from
either VCI or from the aforesaid federal, state or local
regulatory agency, but is shall be the responsibility of
VCI to confirm that the City has in fact received said
written notice within the aforesaid notification period.
The parties agree that if such notice is not given as
provided herein, it would be extremely difficult, if not
impossible, to ascertain the actual damages sustained by
the City, and liquidated damages in the amount of $500
per calendar day is a fair and reasonable estimate of
such damages. That sum is not to be construed in any
sense as a penalty.
"5. That the City may enter upon and operate the
disposal site and make necessary improvements, all at
VCI's expense, should VCI's performance or non-
performance in managing the disposal site lead to
threatened regulatory agency action which might
jeopardize the City's legal ability to discharge treated
effluent to that site or to issue building or sewer
connection permits for any structure that would be served
by the City Wastewater Treatment Plant No. 3; provided,
however, that the City shall have first given written
notice to VCI of the threatened action of the regulatory
agency and shall have given VCI the opportunity to take
action to address such matters to the satisfaction of the
regulatory agency; provided, further, that the City may
immediately enter and take all necessary corrective
action if such action has not been completed by VCI
within 30 days prior to any deadline set by any such
agency, or upon such deadline if the deadline falls
within 30 days of the date of City's notice to VCI. The
City shall give VCI three days written notice of its
intent to withdraw funds held pursuant to subparagraph
3(a), or to withhold funds pursuant to paragraph 3(e),
above, to reimbursement the City for its costs incurred
under this subparagraph."
A~IvlENT TO AO~ NO. 90-78 -
CONDITIONAL CONSI~,'T TO AS~I~ OF
CITY A~ NO. 85-142, AS AklENDED
AGRI(ADD)\VCI.amd
-February 26, 1996
- Page 4 of 5 Pages -
3. EFFECT OF AMENDMENT. Except as amended herein, Agreement
No. 90-78 shall remain in full force and effect.
IN WITNESS WHEREOF, the parties hereto have caused this
Amendment to Agreement 90-78 to be executed the day and year first'
above written.
CITY OF BAKERSFIELD ("City") V~L~,~Y COMMUNITIES, INC. ("VCI")
By: By:
BOB PRICE Title:
Mayor
APPROVED AS TO FORM:
JUDY K. SKOUSEN
City Attorney
By:
ALAN D. DANIEL
Assistant City Attorney
COUNTERSIGNED:
By:
~REC, ORY KLIMKO
Finance Director
ADD:laa
AMEND~ TO AGREEMENT NO. 90-78 -
CONDITIONAL CONSENT TO ASSIG~ OF
CITY AGREEMENT NO. 85-142, AS AMENDED
AGRI(ADD)\VCI.amd
-February 26, 1996
- Page 5 of 5 Pages -
MEMORANDUM
March 7, 1996
TO: BUDGET & FINANCE COMMITTEE
Patricia DeMond, Chair
Irma Carson
Kevin McDermott
FROM: ROBERT M. SHERFY, Chief Assistant City Attorney
SUBJECT: CITY'S POLICY ON SPONSORSHIP OF
INDUSTRIAL DEVELOPMENT BONDS (IDBs)
Attached for your review and consideration is a proposed
policy resolution setting forth the City's policy on sponsorship of
IDBs. The proposed resolution was drafted by our office with
assistance and input from the City Manager, Finance Director, and
bond counsel.
In the past, the City has sponsored IDBs for construction of
health care facilities. I understand that the City is currently in
the process of considering sponsorship of IDBs for construction of
an ice skating center. If the City Council wishes to move ahead
with this or any other non-health-care project involving IDBs, our
current enabling ordinance (BMC Chapter 3.60) will have to be
amended. I am working with our bond counsel on drafting the
appropriate revisions for the Council's consideration.
Attachment
cc(w/attachment): Alan Tandy, City Manager
Judy Skousen, City Attorney
Gregory Klimko, Finance Director
s: \rms\memos\council. idb
THIS MEMORANDUM IS EXEMPT FROM DISCLOSURE AND IS PROTECTED
BY THE ATTORNEY--CLIENT AND ATTORNEY WORK PRODUCT PRIVILEGES.
RESOLUTION NO.
A POLICY RESOLUTION SETTING FORTH
THE CITY'S POLICY ON SPONSORSHIP OF
INDUSTRIAL DEVELOPMENT BONDS (IDBs)
WHEREAS, from time to time the City of Bakersfield is
approached by developers or non-profit Organizations and is asked
to sponsor IDBs; and
WHEREAS, the City Council wishes to establish a policy
that sets forth the terms and conditions under which the City will
sponsor IDBs;
NOW, THEREFORE, BE IT RESOLVED by the Council of the City
of Bakersfield as follows:
Subject to the review and approval of each IDB proposal,
it is the policy of the City of Bakersfield to sponsor IDBs for
those projects and in those financing situations that meet the
following terms and conditions:
1. IDBs will be issued to construct facilities
which serve a legitimate public purpose (e.g., health care
facilities, sports/recreation facilities, and related facilities,
all of which are open to use by or benefit the general public).
2. IDBs may also be issued to construct facilities
which benefit the general public and create jobs or for pollution
control where the proposed enterprise or service to be provided is
inadequate or non-existent in the coh~munity.
3. IDBs will be available to all like projects
meeting the goals, terms and conditions of this policy.
4. IDBs will only be issued where the project
under consideration and participants in that project comply with
all applicable laws and regulations adopted in and pursuant to the
Internal Revenue Code.
5. For each project, the City will impose a fee of
Ten Thousand Dollars ($10,000.00) plus 2/10 of 1% of the principal
amount of the bonds issued, but not greater than the maximum amount
permitted under applicable federal tax law.
6. IDBs shall not be secured by the general taxing
power of the City of Bakersfield, the County of Kern, the State of
California or any political subdivision of the State; and neither
the City, the County, the State, or any political subdivision of
the State shall pledge its full faith and credit for the payment of
the IDBs.
7. Ail projects funded by IDBs shall be self-
supporting and must cover the debt service on the bonds or similar
securities and be rated at least BBB or equivalent by a national
rating agency.
o0o
I HEREBY CERTIFY that the foregoing Resolution was passed
and adopted by the Council of the City of Bakersfield at a regular
meeting thereof held on , by the following vote:
CITY CLERK and EX OFFICIO of the
Council of the City of Bakersfield
APPROVED
BOB PRICE
MAYOR
APPROVED AS TO FORM:
JUDY K. SKOUSEN
City Attorney
By:
ROBERT M. SHERFY
Chief Assistant City Attorney
RMS: rb
S: \RMS\RESO\IDBS.296