HomeMy WebLinkAbout05/09/2006 B A K E R S F I E L D
Mike Maggard, Chair
Irma Carson *.
Harold Hanson
Staff: John W. Stinson
SPECIAL MEETING NOTICE
BUDGET AND FINANCE COMMITTEE
of the City Council - City of Bakersfield
Tuesday, May 9, 2006 - 10:00 a.m.
City Manager's Conference Room, Suite 201
Second Floor- City Hall, 1501 Truxtun Avenue, Bakersfield, CA
AGEN'DA
1. ROLL CALL
2. ADOPT MARCH 8, 2006 AGENDA SUMMARY REPORT
3. PUBLIC STATEMENTS
4. DEFERRED BUSINESS
A. Update Report and Committee recommendation regarding Refuse Hauling
Contract extension negotiations - Rojas/Barnes
5. NEW BUSINESS
A. Discussion and Committee recommendation regarding sewer connection fee
increase - Rojas/Smith
B. Discussion and Committee recommendation regarding dispensing with bidding
proCedures - Gennaro
6. COMMITTEE COMMENTS
7. ADJOURNMENT
A Mike Maggard, Chair
lan ' ~ ' '
h mtensen, Assmtant C;ty Manager Irma Carson
For: Alan Tandy, City Manager Harold HanSon
AGENDA SUMMARY REPORT
BUDGET AND FINANCE COMMITTEE MEETING
Wednesday, March' 8, 2006- 10:00 a.m.
City Manager's Conference Room - Suite 201
City Hall, 1501 Truxtun Avenue, Bakersfield, CA
1. ROLL CALL
Councilmember Harold Hanson Called the Meeting to Order. at 10:10 a.m.
Present: CoUncilmembers Irma Carson; and Harold Hanson
Councilmember Mike. Maggard, Chair, seated at 10:17 a.m.
2. ADOPT FEBRUARY 8, 2006 AGENDA SUMMARY REPORT
Adopted as.submitted. (Committee Chair Mike Maggard absent)
3. PUBLIC STATEMENTS
4. DEFERRED BUSINESS
A. Report and Committee recommendation on PoliCy regarding Land Based
, Financing I Community Facility Districts (CFD's and Assessment
Districts)
Finance Director Nelson Smith gave a brief history. Recently the City has
entered into development agreements with local landowners associated with
the Old River Ranch, Rosedale Ranch and a pre-annexation agreement
regarding the McAIlister Ranch project. Each of these agreements includes a
commitment by the City to provide a mechanism for financing public facilities
and/or services commonly known as Community Facilities Districts (CFD); also
known as Mello-Roos financing.
An Ordinance regarding these special tax districts was reviewed by this
Committee and forwarded to the Council for first reading on February 22nd. In
AGENDA SUMMARY REPORT Page 2
BUDGET AND FINANCE COMMITTEE MEETING
Wednesday, March 8,.2006
addition to the ordinance, the City needs to adopt a policy document to provide
guidelines regarding the formation of CFD's. CFD's provide large subdivision
developments with a financing mechanism to finance public facilities and
services, such as fire and police. Homebuyers in these develOpments will be
paying for these improvements on their property taxes.
Finance Director Nelson Smith provided an overview of the draft policy. The
proposed draft policy was prepared by the Finance. Department after requesting
input from a variety of sources including, developers, Bond Underwriters,
Special Bond Counsel, the BIA (who did not respond), and City staff. The City
has had a policy in place for several years for Assessment Districts.
Highlights of changes being proposed by staff to the current Assessment
District financing (PoliCy Resolution 86-95) were:
Maximum Term of Bonds - The current maximum on district bond issues is 20
years. The proposed draft policy allows for bond issues to generally range from
20 to 30 years, with the maximum term not to exceed 35 years.
Minimum Bond Amounts - Staff is proposing the minimum bond issuance
requirement be raised from $1 million (current district policy) to a minimum of
$2 million. There are some definite economies of scale in processing larger
bond projects, and because the majority of these costs' get passed on to
!homebuyers, it is prudent to raise this minimum threshold.
Value to Lien Ratio - The current policy states: "The value to lien ration for
.each individual property within a district shall be at lease 3:1. The City Council
.is also desirous of a value to lien ratio of at least 4:1 district-wide." In order to
stay on the conservative side, staff is recommending strengthening the
!language to make the 4:1 ratio "required" rather than "desirous." Developer
;input on this issue indicated a desire to reduce the ratio to a 3:1 ratio district-
wide.
Level Debt Service vs. Tax Escalation Clause - Staff is recommending the City
not allow the special tax to escalate, thus maintaining a level debt service on
any bonds issues for two reasons: 1) If property values drop, taxes can be
reduce, while the special taxes would continue to escalate; and 2) It does not
seem appropriate to tax property owners at an escalating rate for public assets
that depreciate over time. The development groups would have preferred to
allow for a 2% annual escalation of the special tax within the CFD's.
~Committee Member Irma Carson made a motion that the Committee approve
the Community Facilities District Policy and recommend forwarding the Policy
to the Council. The Committee unanimously approved the motion.
AGENDA SUMMARY REPORT Page 3
BUDGET AND FINANCE COMMITTEE MEETING
Wednesday, March 8, 2006
5. NEW BUSINESS
A. Report and Committee recommendation on Fiscal Year 2006-07
Community Development Block Grant (CDBG), Home Investment
Partnerships (HOME), and Emergency Shelter Grant (ESG) Annual
Spending Plan
Economic Development Director Donna Kunz gave a report on the U.S.
Department of Housing and Urban Development (HUD) annual .entitlements the
CitY receives to improve Iow-income neighborhoods..The Federal Government
has reduced HUD funding again this year. The CitY's entitlements for Fiscal ·
Year 2006-07 have an overall reduction of 9.2% from $5,620,980 in 2005-06 to
$5,144,124 for 2006-07.
The Fiscal Year 2006-07 HUD entitlements are: $3,391,309 for CDBG funding;
$1,608,770 for HOME Investment Partnership Program (included is this amount
is $22,537 allocated to the American Dream Downpayment Initiative); and
$144,045 for Emergency Shelter Grant funding.
Community Development Coordinator George Gonzales gave an overview of
the applications that were received from nonprofit organizations and public
entities and the proposed allocations, which were included in the packet.
Marque R. Stansberry, Ebony Counseling Center, Spoke regarding their
application, which was not included in the proposed allocations for funding.
Their request was for replacement of 7,000 square-feet of roof surface. He,
expressed he did not understand the requirement for paying prevailing wage.
Committee Chair Mike Maggard requested staff to meet with Mr. Stansberry to
.explain how prevailing wage becomes a requirement for a contract when the
funding is coming from government dollars and also requested staff to look for
.another funding source to fund Ebony Counseling Center's request.
Jeff Green' spoke on behalf of the request for $25,000 from Bethany Services
Inc. for repairs to the heating and cooling units at the Homeless Center.
Louis Gill, Director, Bakersfield Homeless Center, spoke about 'their request
and the application process for CDBG funding.
Community Development Coordinator George Gonzales explained Bethany
Homeless Shelter applied and is on the list to be funded from the.Emergency
Shelter Grant (ESG) for $60,880 for' Fiscal Year 2006-07 for operational
purposes. The request for facility repairs was not considered as they did not
apply by the deadline of October 31st.
AGENDA SUMMARY REPORT Page 4
BUDGET AND FINANCE COMMI'I-I'EE MEETING
Wednesday, March 8, 2006
Committee Member Irma Carson expressed as their request comes under the
Public Services .category, she would vote to approve one-time funding for the
Homeless Center's facility repairs by transferring funding from another source.
Committee Member Harold Hanson expressed he was sympathetic with the
needs of the poor and homeless. However, as there are so many deserving
nonprofits with no possible way to fund all the requests, he suggested
~ fund-raising within the community for facility improvements.
COmmittee Chair Mike Maggard expressed since the City has a long-term
history with the Homeless Center, he would like to be able to provide one-time
funding so the repairs to the heaters and coolers could be made to get them
through the rest of the year.
Economic Development Director Donna Kunz indicated if the Committee's
desire is to provide funds for facility repairs, the money could be transferred
from CDBG Capital Improvement Projects for the Central Park Improvements.
Committee Member Irma Carson made a motion to approve one-time funding
of $25,000 for facility repairs for the Bakersfield Homeless Center by reducing
CDBG funding from the Central Park Restrooms Project. Committee Chair
Maggard and Committee Member Carson voted: Aye. Committee Member
Hanson voted: Nay.
Committee Member Irma Carson made a motion that the Committee approve
proceeding with the public notice and forwarding the Fiscal Year 2006-07
Community Development Block Grant (CDBG), Home.Investment Partnerships
(HOME), and Emergency Shelter Grant (ESG) Annual Spending Plan to the
City Council. The Committee unanimously approved the motion.
B. Discussion and Committee recommendation regarding Southeast
Redevelopment Project Area request for additional property acquisition
funds
City Attorney Ginny Gennaro recommended this item .be discussed in Closed
Session by the full City Council. The Committee .unanimously approved the
recommendation.
C. Wastewater Treatment Plant Expansion Overview
City Manager Alan Tandy provided an update. He exPlained as the Committee
is aware, prior to the Thomas Road Improvement Project, the largest capital
improvement need the City had was an approximate $115 million project for the
expansion of Wastewater Treatment Plant No. 3. Obviously, this involves
AGENDA SUMMARY REPORT Page 5
BUDGET AND FINANCE COMMITTEE MEETING
Wednesday, March 8, 2006
dealing with the tremendous growth rates of the City and the fact that the
previous plant expansion has been consumed by that growth rate. The City
currently has the $115 million expansion project under design and the financing
documents and the mechanism to retire the debt on the financing need to be
prepared.
Doug Houston, George K. Baum & Company, the City's bond underwriter,
presented a slideshow presentation on the rate survey and proposed financing
information, which was included in the Committee packet. The rate survey was
completed in 2005, and the financing plan is in progress. At the end of 2006.
there will be a series, of meetings to finalize the financing plan with a
presentation to Council, a review meeting with the Council and a Council
workshop on the financing plan. In early 2007 there should be formal approval
of the documents and then with Council approval the proposed plan is to issue
the bonds.
D. :Discussion and Committee recommendation'on requestfrom Bakersfield
,Homeless Center for $25,000
The Committee took action on this item under New Business, 5.A.
6. COMMITTEE COMMENTS
Committee Member Irma Carson expressed she would like to review the City's
policy on one-time funding for nonprofits.
7. ADJOURNMENT
The meeting adjourned at 12:30 p.m.
Attendance: Staff: City Manager Alan Tandy; City Attorney' Ginny Gennaro; Assistant City
Manager Alan Christensen; Finance Director Nelson Smith; Public Works Director Raul Rojas;
Economic Development Director Donna Kunz; Public Works Civil Engineer Marian Shaw;
Assistant Finance Director Sandra Jimenez; Deputy Fire Chief Gary Hutton; Police Sergeant
Scoff Faulkenberry; Community Development Coordinator George Gonzales; Economic
Community Development Business Manager Rhonda Barnhard; and Wastewater Engineer Art
Chianello
Others: Jeff Green; Marque R. Stansberry, Ebony Counseling Center;.Essie Blue, Bakersfield
Senior Center; Ken Miller, Police Activities League; Doug Houston, George K Baum &
Company; Louis Gill, Bethany Homeless Shelter; and Michelle Durgy
cc: Honorable Mayor and City Council
S:UOHN~Council Cornrnittees\06Budget&Finance~bf06 mar 08surnrnary.doc
F~EC~iVED
PlAY - 2 2006
B A K E. R $ F I E L D
CITY OF BAKERSFIELD
PUBLIC WORKS DEPARTMENT CITY MANAGER'S OFFICE
MEMORANDUM
TO: Alan Tandy, City Manager
FROM: Raul Rojas, Public Works Director//;~--_~_._
DATE: May 1, 2006
SUBJECT: NEGOTIATIONS WITH PRIVATE TRASH HAULERS
Referral No. 1485
***DUAL REFERRAL TO BUDGET. AND FINANCE COMMITTEE (LEAD) AND PUBLIC
WORKS DEPARTMENT***
VICE-MAYOR MAGGARD REQUESTED STAFF PROVIDE AN UPDATE AT THE NEXT
BUDGET AND FINANCE COMMITTEE MEETING REGARDING THE STATUS OF
NEGOTIATIONS BETWEEN THE CITY AND PRIVATE TRASH HAULERS.
Staff has met with the haulers to negotiate the requested contract'time extension, and
is waiting for a reply to the City's February '24th letter. However, since the separate
issue of mandatory curbside recycling Came .up at'the FebrUary 27~ joint City/County
meeting, the haulers have stated that the contract time negotiation answer will depend
On.how the curbside recycling issue comes out. More meetings are pending, and staff
will update the Budget. and FinanCe Committee at the next meeting. The May 1, 2006
Budget and Finance Committee meeting was Cancelled.
C:\DOCUME-1~Iskinner~LOCALS~1~Temp~Ref81485 Pdvate Haulers.doc '
MEMORANDUM
TO: . Budget and Finance Committee Members
FROM: Nelson K. Smith, Finance Director /v~
DATE: May 2, 2006
SUBJECT: Proposed Increase to Sewer Connection Fees to Facilitate
Financing of Wastewater Treatment Plant Expansion
The City has been developing a financing plan for the expansion of Wastewater Plant #3.
The City's bond consultant presented an extensive multi-city fee survey and an' overview of
the draft financing plan to the committee at the March 8, 2006 Budget and Finance meeting.
Part of the financing plan includes .the raising of Sewer Connection Fee charges to assist in
the repayment of the debt service on the impending plant expansion.
While all sewer revenues will be pledged a~lainst any debt incurred for the project, the City
has historically attempted to cover the annual debt service requirements with connection fee
revenues, so to match the cost of plant expansion with the associated new development
growth that is driving the need for the plant expansion.
Staff is proposing a "phased" approach to the fee increases to provide developem with a
known plan for this fee to assist in their forecasting and planning pr°cesses. The current
fee for a single family residence is $2,500. The proposed fee schedule, which is designed
to provide adequate debt service, coverage for the proposed bond 'issue, will .raise the fee '
$30.0 per year for the next five years, with the .single 'family fee reaching $4,000 in July
2010. ^ draft resolution and fee schedule is attached for your review.
The last time that the City Council took action to raise the sewer connection fee was back in
1997, when they adopted a multi-year "phased" approach to raising the fee up to the current
$2,500 amount. This action was associated With a debt financing plan to expand Sewer
Plant # 3.
Staff is requesting a motion from the Committee to recommend adoption of the resolution to
the full. City Council at their June 7, 2006 meeting. If the resolution is approved, the first fee
increase is subject to a 60 day waiting period associated with development fees. The first
increase would be effective August 15, 2006.
cc: Alan Tandy, City Manager .
Raul Rojas, Public Works Director
Attachment - Draft Resolution and proposed fee schedule
File name: nks:/p:/bond issue.~n'~mo-sewer expan bud and fin may 2006.doc
RESOLUTION NO.
A RESOLUTION ADOPTING SEWER CONNECTION FEES
PURSUANT TO SECTION 14.12.380 OF THE
BAKERSFIELD MUNICIPAL CODE~
WHEREAS, Section 14.12.380 of the Bakersfield MuniciPal Code (BMC)
authorizes the establiShment each fiscal year of sewer connection fees sufficient for the .:
City to recover the reasonable costs of providing sewer connection services, which
include the costs associated 'with and necessitated by the upgrading and expansion of
sewer facilities; and
WHEREAS, the City plans to upgrade and expand Sewer Treatment Plant #3 from ~,'
16 MGD capacity (mgd = .million gallons daily) to 32 MGD capacity and finance the
improvements, in whole or in part, with Sewer Revenue Bonds; and
WHEREAS, City staff have computed the reasonable cost of providing sewer
connection service through fiscal year 2010-2011; a[~d
WHEREAS, the sewer connection fees set forth in Exhibit "A" attached hereto
and incorporated by reference as though fully set forth herein, do not exceed the ~.
reasonable estimated cost of providing the services for which the fees are charged; and. ~-"
WHEREAS, the fees shall be due and payable upon aPplication for a building
permit or permit to connect an existing building to the City sewer system.
NOW, THEREFORE, BE IT RESOLVED by the Council of the City of Bakersfield
as follows:
1. The above recitals and findings are true and correct;
2. The Sewer Connection Fees under Section 14.12.380 of the Bakersfield
Municipal Code are hereby adopted and shall become effective on the
dates and in the amounts set forth in Exhibit "A", attached hereto.
Page 1 of 3
I HEREBY CERTIFY that the foregoing Resolution was passed and adopted
the Council of the City of Bakersfield at a regular meeting thereof held·
, by the following vote:
AYES: COUNCILMEMBER CARSON, BENHAM, MAGGARD, COUCH, HANSON, SULLIVAN, SCRIVNER
NOES: AGENCYMEMBER
ABSTAIN: AGENCYMEMBER
ABSENT: AGENCYMEMBER
CITY CLERK and EX OFFICIO of the
Council of the City of Bakersfield
APPROVED:
HARVEY L. HALL, MAYOR
CITY OF BAKERSFIELD
APPROVED AS TO FORM:
VIRGINIA GENNARO
CITY ATTORNEY.
JANICE SCANLAN
Assistant City Attorney
Page 2 of 3
EXHIBIT "A"
I. CONNECTION CHARGES
All new connections or new fixture units connected to the City sewer system will
require payment of a sewer connection charge. Any individual, firm, company or
corporation making such connection shall pay the charge at the time the building
permit is issued in accordance with the following:
Dwellings Per Fixture
Single Multiple' with 14 or Unit for
Family Family Less Fixture Commercial or
Effective Date Dwellin,qs ,Dwellin,qs Units(A) !,ndustrial
Aug. 15, 2006 $2,800 $2,106 $1,782 $127
July li 2007 $3,100 $2,232 $1,973 $141
July 1, 2008 $3,400 $2,448 $2,164 $155
July 1, 2009 $3,700 $2,664 $2,355 $168
July 1, 2010 $4,000 $2,880 $2,545 $182
(A) Single family dwellings or units in multiple family dwellings with 14 or less
fixture units (including shared fixtures in multiple unit complexes) as per
Uniform Building Code and with two. (2) bedrooms or less.
(B) Equivalency factor shall be 1.0 for all uses excepting markets, mortuaries,
restaurants/coffee shops, food service shops' and bakeries which uses shall
have an equivalency factor of 2.0.
To determine the total connection charge, multiply the number of fixture units
(as per Uniform Plumbing Code) by the per fixture charge and that answer
by the equivalency multiplier.
The equivalency multiplier adjusts for loadings greater or less than the
residential loadings.
II. ,TIMING AND BASI-~
The sewer connection charge is to be paid prior to issuance'of a building permit,
and will be based on the current adopted charges at the time of issuance of the
permit.
Fixture Units shall be as defined in the Uniform Plumbing Code.
File name:p;nks;bond issues;resolution sewer connection fees 2006.doc
Page 3 of 3
MEMORANDUM
CITY ATTORNEY'S OFFICE
April 12, 2006
TO: BUDGET & FINANCE COMMITTEE
Mike Maggard - Chair
Harold Hanson
Irma Carson
FROM: VIRGINIA GENNARO, CITY ATTORNF~\~ .~
ROBERT
M.
SHERFY, DEPUTY CITY A~TTORNEY
SUBJECT: DISPENSING WITH BIDDING PROCEDURES.
COUNCIL REFERRAL NO. 001446
Councilmember Maggard requested staff explore all options of non-traditional ways,
as well as design build, to secure construction contracts, and the feasibility of
dispensing with traditional bidding procedures. Staff to work with legal to assure
chartedmunicipal code compliance. Bring back a report to Budget & Finance
Committee.
Procedures for entering into construction contracts must comply with the Charter
of the City of Bakersfield. Section 136 of the Charter provides that the City Council shall
establish by ordinance criteria, including dollar amounts, requiring bidding and award of
a contract. The contract must be awarded to the lowest responsible bidder that submits
a responsive bid. The Council may, at its discretion, reject all bids and re-advertise for
bids.
According to Section 136, there are exceptions to the bidding requirements.
Those exceptions include where the work or materials can only be reasonably obtained
from one vendor because of restricted availability of such work or materials, or because
of the need to successfully integrate such work or materials into an existing City project
or system (sole source). Additionally, bidding may be dispensed with when the Council
determines work to be of urgent necessity for the preservation of life, health, or
property. Finally, there is an exception to allow City employees to do the work or allow
materials and equipment to be purchased on the open market if no bids are received or
the Council rejects all bids.
In implementing Section 136 of the Charter, the Council has passed Chapter
3.20 of the Bakersfield Municipal Code. According to BMC § 3.20.060, with certain
exceptions, all contracts for the erection, improvement or repair of any public buildings
or works, or in furnishing any supplies, equipment or materials for the same, must be
accomplished by bid procedures.
Council Referral- Dispensing with Bidding Procedures
April 12, 2006
Page 2
Exceptions to bidding are as follows:
· Annual contracts for purchases of repetitively used items that are
required in minor undetermined quantities may be negotiated by the Finance Director or
his designee. (BMC § 3.20.040.)
· Projects for the construction, repair or maintenance of all public
works and buildings, and supplies and materials for the same, the cost of which is
$40,000 or less, and contracts for the purchase of concrete, fUel and asphalt, the cost of
which is $75,000 or less, may be obtained in the open market. (BMC § 3.20.060(D)(1).)
The sole source exception. (BMC § 3.20.060(D)(2).)
· The open market exception. (BMC § 3.20.060(D)(3).)
· The urgent necessity exception. (BMC § 3.20.060(D)(4).)
· When the Council, by resolution, determines that the work or
materials can be obtained through the design/build construction procurement process.
(BMC § 3.20.060(D)(5).)
Except as set forth hereinabove, some type of bidding requirement (formal or
othenNise) would apply.
The erection of any public building or works or furnishings, supplies or materials
for the same, where the estimated value is greater than $40,000, and contracts for the
purchase of concrete, fuel and asphalt with an estimated value greater than $75,000
shall be by written contract and awarded to the lowest responsible bidder. (BMC §
3.20.090.)
Where the estimated value of the public works project is $40,000 or less, and
contracts for the purchase of concrete, fuel and asphalt where the value is less than
$75,000, may both be made by the Finance Director in the open market without
following formal bidding procedures. (BMC § 3.20.100(A).)
Council Referral- Dispensing with Bidding Procedures
April 12, 2006
Page 2
The Finance Director is required to solicit, where possible, 3 written quotes for
single purchases of more than $10,000 and less than $40,000.01 and for single
purchases of concrete, fuel and asphalt of more than $10,000 and less than
$75,000.01. (BMC § 3.20.100(C).) The Finance Director shall obtain oral quotes from
prospective vendors for single purchases of $10,000 or less except when (1) written
quotes have been obtained; (2) the amount involved is less than $5,000.01 and the
Finance Director has determined more than one quote to be impractical; (3) bidding has
been dispensed with because one of the above referenced exceptions applies; or (4)
the purchase may be made through petty cash procedures. (BMC § 3.20.100(E).)
The Council can adjust the dollar amounts and criteria for formal and informal
bids by ordinance. Other changes that would impact the Charter provisions must go to
a vote of the people.
VG/RMS:dll
cc: Honorable Mayor and City Council
Alan Tandy, City Manager
S:\COUNClL\Referrals\05-06 Referrals\Maggard - BiddingProcedures.doc